Gothic Fiction History: Horror Stories With Dark and Threatening Atmosphere Essay

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Introduction

The sublime in gothic fiction, the element of supernaturalism, mystery horror and suspense in gothic fiction and their significant utility, important elements in gothic fiction, gothic fiction as fantastic literature.

It is accurate to say that a gothic horror story is defined as a frightening story that has echoes of the past and has a constant theme of gloom and the supernatural, which makes it dark and rather threatening. From any perspective and point of view, gothic fiction cannot be dismissed as merely escapist and sensational on the basis that it is more than having only these two elements in it. There are many useful prospective insights which cannot be termed and delimited to mere sensational and escapist ones.

Science fiction is fiction based and claims scientific discoveries and often deals with convincing technological events, such as, space travel or life on other planets. By taking into account the definitions of the attributes, you can clearly see that one of the criteria for a gothic horror story is the use of light and darkness to create a sinister atmosphere.

In the beginning of gothic fiction era, it was not long after the translation of mythological texts that artists began experimenting with ways to elevate and transport their audiences with the use of the sublime. One group in particular began using the ideas of terror, death, and the supernatural, in combination with that which is terrible in nature to create the sublime. This group became known as the “Graveyard Poets” or the “Graveyard School”. On why these poems are effective author Fred Botting (2001:39) states, “the awful obscurity of the settings of Graveyard poetry elevate the mind to ideas of wonder and divinity”. In other words it’s the sublime imagery that produces the required effect.

“Graveyard Poetry” became increasingly popular during the early 1700’s, and paved the way for what would officially become “Gothic” literature. It was not long before the sublime idea of terrible nature grew until it included even more of the supernatural such as fantastical beings, witchcraft, and other extraordinary phenomena (Kemp, 2001, WEB). These became the components that gave Gothic literature its very definition. The first author to utilize these elements in a large literary work was Horace Walpole in his novel, The Castle of Otranto. It was the first novel to receive the title of “Gothic”, and it was also one of the first to use and develop the sublime.

In the Preface to his second edition, Walpole strives to construct a structure by which the Gothic novel can be defined. He states that in Gothic texts, it is necessary to leave, “the powers of fancy at liberty to expatiate through the boundless realms of invention, and thence of creating more interesting situations… to conduct the mortal agents… according to the rules of probability” (Walpole, 1964:7). In this description, Walpole is essentially offering a definition of the sublime as it is the sublime that elevates the “fancy” as it both fears and finds astonishment in the “boundless realms of invention”, but can delight in it as no real danger is found as it is “conducted” by “the rules of probability”. In this Walpole is demonstrating how the sublime is a necessary ingredient to the Gothic genre.

Burke defined precisely what is to be considered sublime. Some of the main Characteristics that Burke (1834) identified as ones that lead to sublimity include: obscurity, eternity and infinity, the crowded and the confused, power, vastness, magnificence, darkness, and excessiveness. He also points out that its nature that primarily conveys the sublime. These guidelines laid out by Burke became the structure by which all Gothic scenes were constructed. In this work, Burke also gave justification to the continuance of the Gothic genre as he identifies and highly emphasizes terror as being the ruling attribute of the sublime. He declares terror to be the “ruling principle” in the sublime as he states:

Whatever is fitted in any sort to excite the ideas of pain and danger, that is to say, whatever is in any sort terrible, or is conversant about terrible objects, or operates in a manner analogous to terror, is a source of the sublime (1834: 42).

However Burke does set down the limitation that the terror, “should have no idea of danger connected with it” as this would hinder the production of “delight” (1834:74). This lends an understanding to the Gothic text then, as it is the aim of the author of a Gothic text to produce terror so that it delights the reader (Hennelly, 2001, 19). The Gothic writers who came soon after Burke display how his ideas of the sublime greatly influenced their Gothic writing.

As more time has progressed and more thought given to the idea of the sublime, the Gothic has evolved, and has even produced a number of sub genres. In all of them, the sublime is a crucial element. As it is seen, this genre as a whole would not have been made possible if not for the sublime. Furthermore, without the sublime, a complete understanding of Gothic texts would be impossible.

While assessing this evolution, Richard Davenport-Hines pronounced, “Gothic is nothing if not hostile to progressive hopes”. The Gothic plot in Dorian Gray is ultimately hostile to the progressive hopes held out by the Paterian plot of self-actualization. (Davenport, 1998, 139)

Most of the gothic fiction involves the supernatural. The monster in “Frankenstein” and the vampire in “The Vampire of Kaldenstein” both have similar qualities. Both are obviously not human and look natural and strange. The creature is described as a “catastrophe” and his creator goes on to describe the monster in full. “His yellow skin scarcely covered the work of muscles and arteries beneath; his hair was of a lustrous black, and flowing; his teeth of pearly whiteness, but these luxuriances only formed a more horrid contrast with his watery eyes, his shrivelled complexion and straight black lips”. This account of the monster really gives the reader a clear picture of how different the monster is. The vampire is described as “unusually tall, with a face of unnatural pallor”. The narrator also adds that the creature “cast no shadow”.

For the period of the closing years of the eighteenth century, England emerged and involved in the whirlpool of a collective unravelling. The contemporary philosophers provided the scholarly circles with such theories of inspiration and action that warranted their self-interested attitude and started to expose themselves as unendurable. The incongruity between the English philosophy in which “individual desires and collective needs participated in perfect reciprocity” (Clery, 2002, 35) and real political and economic circumstances commenced to facade.

It is out of this sociological environment that the Gothic novel emerged: an innovative, shocking and fearful genre for a prospective time. The phantom of communal uprising is obvious in the mystical “spectres” of the Gothic: a ghastly way of life emerges as a haunted and disintegrative Gothic mansion; the thrashing of English societal distinctiveness stands the Gothic hero or heroine’s quest for individuality.

Although, the Gothic is frequently reproached or even rejected for its excessively histrionic situations and absolutely expected plots, but the unbelievable attractiveness of the genre in the eighteenth and early nineteenth centuries, and the regaining of gothic narratives within the past two decades, indicates to an elasticity that cannot be ignored.

The Gothic novel evolves onward rather abruptly as the rising obsession with individual awareness that starts in the early 18th century crash with the exceptional cultural apprehensions of the late 18th century. The sensations of the gothic fiction characters are exposed and externalized in a far-reaching new technique; their innermost fears and passions are literally modified as other characters, paranormal and weird phenomena, and yet lifeless objects. Simultaneously, the trait of the fright portrayed in these novels–fear of incarceration or snare, of individual breach and rape, of the victory of wickedness over good and pandemonium over order–appears to reproduce a particular historical time branded by growing disenchantment with illumination lucidity and by blood-spattered revolutions in France and America.

“The progressive myth of Frankenstein deserves the name of science-fiction, whereas Dracula can only be discarded as superstition fiction.” (Botting, 2001, 71) “We can account for Dracula’s success, and for its continuing success only in terms of the eternity of the opposition between Good and Evil, in terms of human nature, that is in the very terms in which the myth itself is couched — at the cost of dehistoricising the novel and the myth that has developed around it.

It is also unjust to the novel, by insisting on its obvious flaws, and neglecting the very qualities that have ensured its survival. For instance, Dracula, relying as it does on a multiplicity of texts and of points of view, is narratively more complex than Frankenstein, which is based on the traditional structure of embedded narratives; and to call it superstition-fiction means that we forget the advanced technology that amply compensates for the garlands of garlic — whereas Frankenstein’s bright idea was inspired by alchemy”. (Botting, 2001, 72)

The first factor included in a science fiction genre is the existence of aliens or strange creatures. The strange creature that was created in ‘Frankenstein’ was obviously the monster. “The Gothic, we find, as it enters the twentieth century just past, has performed an unusually intense enactment of the changing assumptions about signification that Baudrillard has traced in Western history since the fading of ‘the counterfeit’ from dominance.

In Frankenstein, the ghost of the counterfeit is shown giving way, as the culture did, to the sign as a manufacturable and mechanically reproducible ‘simulacrum’, the very next stage, the ‘industrial’ one, in our thinking about symbols.” (Botting, 2001, 157) The most vital criterion for a science fiction story is the connection with reality. It has to be relevant to earth or humanity and have something familiar that people can relate to.

Most of the theories developed to create the monster are realistic. Frankenstein has a combination of both elements which gives it a good diversity. The gothic component comes in mainly with the violence and romance, but the creation discovery is more science based. This makes ‘Frankenstein’ a good mix between the two genres, which makes the story more effective and helps it suit a wider audience. (Kilgour, 1997, 66)

A word or two should be said about the difference in meaning that the word ‘mystery’ has in American and British contexts. Writing of psychological ghost stories, Peter Penzoldt suggests that American authors prefer a natural explanation, while the English do not fear to intimate that there is more in the world than reason can account for. Glen Cavaliero, too, points to ‘the repeated tendency of English novelists to write about the supernatural or at any rate about mysterious and inexplicable events’. (Cavaliero, 1995, vi)

The Society considered its work in encouraging and directing restorations to be highly useful; yet none of its activities have been so offensive to succeeding generations. The encouragement which the Ecclesiologists gave to replacing medieval features by more ‘correct’ details was abused by many architects. But the Society must bear the responsibility for the wholesale destruction of great quantities of medieval art. Sir Kenneth Clark remarks: ‘It would be interesting to know if the Camden Society destroyed as much medieval architecture as Cromwell. If not it was from lack of funds, sancta paupertas, only true custodian of ancient buildings.’ (Clarke, 1962, p. 237)

The pattern of Gothic fiction, to a certain extent is the delineation of two apparently alternative spaces, the violation of boundaries between them, the overwhelming power of the more negative and deconstructive environment—is widely, almost universally shared by horror narratives, explicitly or inferentially. Horror narrative stresses the teleological implications of abjection; it is the ultimate literature of absence—from God, from substantial selfhood—and the ghost is its central character.

It is no wonder that Mary Shelley in Frankenstein parodies Paradise Lost; horror narrative records loss, paradise gone and certainly not to be regained. Kristeva goes on to note that “all abjection is in fact recognition of the want on which any being, meaning, language, or desire is founded” (Kristeva, 1982, 61). David Punter argues that “our knowledge of romantic-period Gothic drama can be informed by the politics of an increasingly plebeian theatre.” (Putner, 2000, 102)

The gothic genre, as with all genres, is made up of many elements and concepts resulting in a massively broad and varied spectrum; including the supernatural, the sublime and horror to name but a few of the more common and generally fundamental ones. Some concepts may be clearly overt, and others will be more discreetly manipulated, but nevertheless a gothic text will more often than not include many of these elements. In terms of the supernatural in the gothic genre, it generally appears in the form of some kind of other than natural being or object, such as a vampire or ghost, which is frightening due to its refusal to adhere to the laws of nature, God or man.

Returning to Frankenstein, it could be argued that there is no element of the supernatural, or alternatively that the creature is supernatural by virtue of its being a composition of dead parts then re-animated by ungodly means.( Kilgour, 1997, 69)

Elements of the supernatural may seem to be almost an obligatory component of the gothic tale. On a closer examination, the word itself suggests also a rather deeper level of meaning: beyond that of the natural, rationally explainable world. In this expanded sense the supernatural relates to another favourite gothic, and Romantic, concept: the sublime. Edmund Burke’s A Philosophical Enquiry into the Origin of Our Ideas of the Sublime and Beautiful (1757) was a particularly influential treatise in this context, focussing on the human reaction to an overwhelming experience that transcends everyday normality.

It is hardly surprising that Burke’s words had such an impact, as they succinctly state what so much gothic art was striving for with greater or lesser degrees of success. “Whilst we contemplate so vast an object, under the arm, as it were, of almighty power, and invested on every side with omnipresence, we shrink into the minuteness of our own nature, and are, in manner, annihilated before him.” (Burke, 1834, 41)

The mystical and religious connotations should be clear; gothic writers also noted the link between this overwhelming, oceanic sensation and some degree of horror. In gothic narratives there are abundant examples of supernatural and sublime elements, sometimes overt and sometimes less so. There is a useful distinction to be drawn between those authors who tend to leave the supernatural elements unresolved and those who seek rational closure through explaining the apparent mystery.

The two words ‘gothic’ and ‘horror’ seem to belong together, so close is their relationship. Horror however does not have to be present in a gothic text; neither does its presence necessarily make a text gothic. As Clive Bloom indicates; “Horror is the usual, but necessarily the main ingredient of gothic fiction and most gothic fiction is determined in its plotting by the need for horror and sensation. It was Gothicism, with its formality, codification, ritualistic elements and artifice……that transformed the old folk tale of terror into the modern horror story.” (Bloom, 1998, 110)

There are certain well-known definitions as regards to fantasy or the fantastic and all of these are worth considering. Eric Rabkin’s Fantastic in Literature (1976) deals largely with the same subject matter. This particular piece opens with an examination of Alice’s surprised response to the talking plants in Lewis Carroll’s “Through the Looking Glass”. Rabkin argues that the fantastic mode is established through the reversal of the ground rules: as he says, “One of the key distinguishing marks of the fantastic is that the perspectives enforced by the ground rules of the narrative world must be diametrically contradicted.” (Rabkin, 1976, p.8)

Victor Sage, in his “Horror Fiction in the Protestant Tradition”, narrates the method in which, in the Pauline solace convention concerning the seventeenth century, the aging house implied and worked as a connotative metaphor for the body’s unavoidable decomposition and as a trope of mortality and decay in a wide-ranging implication. Sage, to further elaborate the case, refers to a seventeenth-century Huguenot content that, employing the house far-fetched simile, depicts the body assaulted and devastated by degenerative powers:

“Death labours to undermine this poor dwelling from the first moment that it is built, besieges it, and on all sides makes its approaches; in time it saps the foundation, it batters us with several diseases and unexpected accidents; every day it opens a breach, and pulls out of this building some stones.” (Sage, 1988, p.1)

In literature, for the reader to become oriented, they must search for clues as to the equilibrium of the setting. In Robert Louis Stevenson’s Dr. Jekyll and Mr. Hyde, the reactions of his characters provide the reader with a backdrop of that reality. When events start to go askew, we look to these characters to show us just how far askew. Utterson serves as a neutral facilitator to obtain for the reader this feedback. Stevenson first establishes these characters as reliable, and then relies on their reactionary movements (testimony and actions) to illustrate the intensity of man’s dual natures. It is in these reactions that the reader can discern just how ordinary or outlandish the actions committed by Henry Jekyll/Edward Hyde really are.

It also offers an outlet for the comparison of Jekyll/Hyde’s actions to the morals and attitudes of society. The actions of the Hyde persona deviate greatly from what Stevenson has established through characters such as Poole and Dr. Lanyon as Jekyll’s basic nature.

We are shown that the divergence between the characters of Jekyll and Hyde is not a miniscule one, but capable of creating disarray and disbelief. It works as a perfect illustration, and further supports my point. Stevenson most definitely relies on the intensity of his characters’ reactions to emphasize the tremendously disparate natures of Jekyll and Hyde. It adds enormous depth and magnitude that would be lost if the reader were only shown Jekyll and Hyde’s actions, but not the reactions yielded by them. (Attack, 2003, 90) We are also shown much about the balance of the world Stevenson created for his novel. Clearly, the balance has been thrown off.

The characters react with fear and terror at this maelstrom of reality gone asunder. Stevenson valiantly achieves this effect solely by demonstrating these reactions. Were we simply shown Hyde’s actions, and then informed that Hyde was acting in ways incongruent from Jekyll’s normal behaviour the effect would be nowhere near as poignant.

The Gothic fiction cannot be assumed or declared as escapist genre of literature rather it is filled with hidden eroticism that drags the reader into a daemonic and antiquated womb which is manifestly the author’s. The partisanship of the text and the reader is reduced by the hypothetical genuineness of the author’s objective.

The soundness of the text is thus focussed to a critic’s words not the incidence of the reader. Amplifying the Gothic, psychoanalysis seems to be late gothic story that has risen to help describe twentieth-century knowledge of contradictory aloofness from the panic of others and the precedent. This relevance of language eliminates the reader from the gothic fiction text. The text has unexpectedly become a caldron of depraved sensationalism contrasted with voyeurism and exhibitionism emphasized transvestism that demarcates the misuse of Christian moralism.

The Gothic fiction has had a massive effect and influence on many genres of literature since its beginning in the middle seventeenth century. Attractiveness of the Gothic genre has progressively amplified as the mistrust of the legends of the Age of Reason has been reached us. Nevertheless, literary criticism of the past as well as present has been dawdling to recognize the Gothic as a valid genre. Previously critics have traced the immensity of Gothic to revitalize a putrefying genre, but at present modern critics have found to shed new orientation into this literary mystery by diverse literary perspectives. Numerous opinions through the years have evaluated, but the most noteworthy of them is the psychoanalytical approach.

This strives to relate Freudian, Jungian, and post-Jungian notion and words to the Gothic text. Nonetheless, by implementing this perspective to a text it gives emancipation to the hazard of misreading a text. This assumption rules out the reader from the text whereas striking the author back into it. This decreases the soundness of the text by imagining the target of the author. Such readings and involving of literary tools concentrate on extraneous features of the text and lessen it to a medium to maintain ideas not in the actual text.

One of the reasons that this always has been, still is, and always will be one of the best examples of horror/gothic fiction, is because it exploits the universal disgust at human corpses. Whether they are whole, in pieces, fresh or decaying, it is safe to assume that almost anyone would be horrified and disgusted at the sight of them. Because Victor ‘dabbled among the unhallowed damps of the grave’ to gain body parts to create the monster, the monster is imagined, even with no further description, as hideously ugly, revolting, and probably unfeeling. This initial assumption definitely adds to the horror of the story, and also adds to the sympathy we perhaps feel later in the novel for the monster, at the way people judge him so cruelly.

Descriptions are highly detailed and create a vivid picture; often so detailed they could form a comprehensive travel guide. Conversely, as we move from Walton’s point of view to that of Victor these locations are made strange and foreign by the use of highly melodramatic and emotive language, ‘But it was augmented… the habitations of another race of beings’ , a practice common in both gothic and melodramatic writing.

The landscapes encountered are wild, barren and untamed and we move through a world of extremes; from the towering majesty of the Alps, via the wind swept remoteness of the Orkneys, to the barren wasteland of the Arctic and each step in Victor’s journey echoes his deteriorating sanity. This, combined with Shelley’s use of the weather to evoke a dark and brooding atmosphere overlies the narrative with an implication of the paranormal, leaving the reader always aware of a sensation of impeding doom.

The Creature is driven to his later actions by the behaviour of those around him and by a society who apportions worth on physical appearance and social standing. Where the Creature would give only love and affection, humanity gives him fear, repulsion and pain.

He is rejected by everyone, even by the old, blind elder De Lacy ‘Great God… Who are you’ but, even then, he retains his innate humanity. It is only after he is shot while saving the girl child from drowning that his personality begins to change ‘The feelings of kindness… gave place to hellish rage…’ and he begins to become the monster society perceives him to be. In responding to monstrous treatment he becomes monstrous.

Attack, Richard D., Victorian People and Ideas: A Companion for the Modern Reader of Victorian Literature, Norton, 2003. 89-91.

Bloom, C. (ed) Gothic Horror: A Reader’s Guide from Poe to King and Beyond, 1998. Macmillan. 110.

Botting Fred – editor: The Gothic. Publisher: D.S. Brewer. Cambridge, England. 2001. 39, 71, 72, 156-57.

Burke, Edmund: The Works of the Right Hon. Edmund Burke: With a Biographical and Critical Introduction. New York Public Library; 1834: Vol 1. p. 40-43, 74.

Cavaliero, Glen. The Supernatural and English Fiction. Oxford: Oxford University Press, 1995. vi.

Clark Sir Kenneth. The Gothic Revival: an Essay in the History of Taste. (Revised and Enlarged Edition; London: Constable, 1962.) p.237.

Clery, E.J. (2002) ‘The Genesis of “Gothic” Fiction.’ In: Hogle, J.E. (ed.) The Cambridge Companion to Gothic Fiction. Cambridge: Cambridge Press. 34-36.

Davenport-Hines, Richard. Gothic: Four Hundred Years of Excess, Horror, Evil and Ruin. New York: North Point Press/Farrar, Straus and Giroux: 1998. 139.

Hennelly, M.M. (2001) ‘Framing the Gothic: From Pillar to Post- Structuralism’ College Literature 28(3), pp. 15-26.

Hogle, J.E. (ed) the Cambridge Companion to Gothic Fiction, 2003. Cambridge University Press: Cambridge. 243.

Kemp, J. (2001) A Glossary of Literary Gothic Terms. Web.

Kilgour, M. The Rise of the Gothic Novel, 1997. Routledge: London. 66-70.

Kristeva, Julia. Powers of Horror: An Essay on Abjection. Trans. Leon S. Roudiez. New York: Columbia University Press, 1982. p.61.

Punter, David. Ed. A Companion to the Gothic. Oxford and Malden, MA: Blackwell, 2000: 94–106.

Rabkin Eric. The Fantastic in Literature. Princeton, NJ.: Princeton Univ. Press, 1976. p.8.

Shelley. M., 1998, Frankenstein (1818 Text), Oxford University Press, Reading.

Stevenson, Robert Louis; Dr. Jekyll and Mr. Hyde (Signet Classics), Signet Book; Reprint edition (1994).

Victor Sage, Horror Fiction in the Protestant Tradition (Macmillan, 1988) p. 1.

Walpole, H. (1964) The Castle of Otranto; A Gothic Story. London: Oxford University Press. p7.

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Gothic novel , European Romantic pseudomedieval fiction having a prevailing atmosphere of mystery and terror. Its heyday was the 1790s, but it underwent frequent revivals in subsequent centuries.

Called Gothic because its imaginative impulse was drawn from medieval buildings and ruins, such novels commonly used such settings as castles or monasteries equipped with subterranean passages, dark battlements, hidden panels, and trapdoors. The vogue was initiated in England by Horace Walpole ’s immensely successful The Castle of Otranto (1765). His most respectable follower was Ann Radcliffe , whose The Mysteries of Udolpho (1794) and The Italian (1797) are among the best examples of the genre .

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A more sensational type of Gothic romance exploiting horror and violence flourished in Germany and was introduced to England by Matthew Gregory Lewis with The Monk (1796). Other landmarks of Gothic fiction are William Beckford ’s Oriental romance Vathek (1786) and Charles Robert Maturin ’s story of an Irish Faust , Melmoth the Wanderer (1820).

Mary Shelley and the birth of Frankenstein

The classic horror stories Frankenstein (1818), by Mary Wollstonecraft Shelley , and Dracula (1897), by Bram Stoker , are in the Gothic tradition but introduce the existential nature of humankind as its definitive mystery and terror.

Easy targets for satire , the early Gothic romances died of their own extravagances of plot , but Gothic atmospheric machinery continued to haunt the fiction of such major writers as Charlotte , Anne , and Emily Brontë , Edgar Allan Poe , Nathaniel Hawthorne , and even Charles Dickens in Bleak House and Great Expectations . In the second half of the 20th century, the term was applied to paperback romances having the same kind of themes and trappings similar to the originals.

A Brief Introduction to Gothic Literature

Elements, Themes, and Examples from the Gothic Style

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The term Gothic originates with the architecture created by the Germanic Goth tribes that was later expanded to include most medieval architecture. Ornate, intricate, and heavy-handed, this style of architecture proved to be the ideal backdrop for both the physical and the psychological settings in a new literary genre, one that concerned itself with elaborate tales of mystery, suspense, and superstition. While there are several notable precursors, the height of the Gothic period, which was closely aligned with Romanticism , is usually considered to have been the years 1764 to about 1840, however, its influence extends to 20th-century authors such as V.C. Andrews, Iain Banks, and Anne Rice.

Plot and Examples

Gothic plotlines typically involve an unsuspecting person (or persons)—usually an innocent, naive, somewhat helpless heroine—who becomes embroiled in complex and oftentimes evil paranormal scheme. An example of this trope is young Emily St. Aubert in Anne Radcliffe’s classic Gothic 1794 novel, "The Mysteries of Udolpho," which would later inspire a parody in form of Jane Austen ’s 1817 "Northanger Abbey."

The benchmark for pure Gothic fiction is perhaps the first example of the genre, Horace Walpole’s "The Castle of Otranto" (1764). Although not a long tale in the telling, the dark, its oppressive setting combined with elements of terror and medievalism set the bar for an entirely new, thrilling form of literature.

Key Elements

Most Gothic literature contains certain key elements that include:

  • Atmosphere : The atmosphere in a Gothic novel is one characterized by mystery, suspense, and fear, which is usually heightened by elements of the unknown or unexplained.
  • Setting : The setting of a Gothic novel can often rightly be considered a character in its own right. As Gothic architecture plays an important role, many of the stories are set in a castle or large manor, which is typically abandoned or at least run-down, and far removed from civilization (so no one can hear you should you call for help). Other settings may include caves or wilderness locales, such as a moor or heath.
  • Clergy: Often, as in "The Monk" and "The Castle of Otranto," the clergy play important secondary roles in Gothic fare. These (mostly) men of the cloth are often portrayed as being weak and sometimes outrageously evil.
  • The paranormal : Gothic fiction almost always contains elements of the supernatural or paranormal, such as ghosts or vampires. In some works, these supernatural features are later explained in perfectly reasonable terms, however, in other instances, they remain completely beyond the realm of rational explanation.
  • Melodrama : Also called “high emotion,” melodrama is created through highly sentimental language and instances of overwrought emotion. The panic, terror, and other feelings characters experience is often expressed in a way that's overblown and exaggerated in order to make them seem out of control and at the mercy of the increasingly malevolent influences that surround them.
  • Omens : Typical of the genre, omens—or portents and visions—often foreshadow events to come. They can take many forms, such as dreams, spiritual visitations, or tarot card readings.
  • Virgin in distress : With the exception of a few novels, such as Sheridan Le Fanu’s "Carmilla" (1872), most Gothic villains are powerful males who prey on young, virginal women (think Dracula). This dynamic creates tension and appeals deeply to the reader's sense of pathos, particularly as these heroines typically tend to be orphaned, abandoned, or somehow severed from the world, without guardianship.

Modern Critiques

Modern readers and critics have begun to think of Gothic literature as referring to any story that uses an elaborate setting, combined with supernatural or super-evil forces against an innocent protagonist. The contemporary understanding is similar but has widened to include a variety of genres, such as paranormal and horror. 

Selected Bibliography

In addition to "The Mysteries of Udolpho" and "The Castle of Otranto," there are a number of classic novels that those interested in Gothic literature will want to pick up. Here's a list of 10 titles that are not to be missed:

  • "The History of the Caliph Vathek" (1786) by William Thomas Beckford
  • "The Monk" (1796) by Mathew Lewis
  • "Frankenstein" (1818) by Mary Shelley
  • "Melmoth the Wanderer" (1820) by Charles Maturin
  • "Salathiel the Immortal" (1828) by George Croly
  • " The Hunchback of Notre-Dame " (1831) by Victor Hugo
  • "The Fall of the House of Usher" (1839) by Edgar Allan Poe
  • "Varney the Vampire; or, the Feast of Blood" (1847) by James Malcolm Rymer
  • "The Strange Case of Dr. Jekyll and Mr. Hyde" (1886) by Robert Louis Stevenson
  • " Dracula " (1897) by Bram Stoker
  • 'Jane Eyre' Questions for Study and Discussion
  • 'The Legend of Sleepy Hollow' Essay and Discussion Questions
  • 'Wuthering Heights' Overview
  • "Pierre Menard, Author of the 'Quixote'" Study Guide
  • How to Identify the Theme in a Literary Work
  • Edgar Allan Poe's Detailed Philosophy of Death
  • A Brief History of English Literature
  • "The Black Cat" Study Guide
  • '1984' Questions for Study and Discussion
  • 'The Scarlet Letter' Questions for Discussion
  • 'Wuthering Heights' Questions for Study and Discussion
  • Discussion Questions for 'A Christmas Carol'
  • 'Frankenstein' Summary
  • 'The Raven' Questions for Study and Discussion
  • 'Frankenstein' Characters
  • 'The Odyssey' Quotes Explained

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Essays on Gothic Literature

Hook examples for gothic literature essays, dark and haunting atmosphere hook.

"In the eerie candlelight of a Gothic castle, shadows dance on the walls, and secrets lurk in the corners. As we step into the realm of Gothic literature, prepare to explore the spine-tingling atmospheres that define this genre."

The Mysterious and Enigmatic Character Hook

"Behind the cloak and veil, Gothic characters conceal layers of mystery and intrigue. Join me as we unravel the complexities of these enigmatic figures and the psychological depths they reveal."

Gothic Horrors and Unseen Terrors Hook

"Beyond the surface of the ordinary lies a world of horrors and terrors that defy explanation. Delve into the supernatural elements and unseen forces that haunt the pages of Gothic literature."

Gothic Settings as Characters Hook

"In Gothic tales, settings possess a life of their own, shaping the narrative and influencing the characters. Explore how Gothic literature transforms landscapes into characters with their own stories to tell."

The Intersection of Romance and Darkness Hook

"Love and passion intertwine with darkness and obsession in Gothic romance. Analyze the complex relationships that fuel the narratives of love and despair."

Victorian Fears and Societal Reflections Hook

"Gothic literature often reflects the fears and anxieties of the Victorian era. Investigate how these tales serve as mirrors to societal concerns and the exploration of forbidden desires."

Gothic Literature's Enduring Influence Hook

"The haunting echoes of Gothic literature continue to resonate in contemporary culture. Join me in tracing the lasting impact of Gothic tales on literature, film, and the macabre."

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Isolation in The Gothic Novel: Gender and Genre

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The Natural Order of Things Should not Be Disturbed: Gothic Literature Perspective

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Characteristic Features of Walpole’s The Castle of Otranto

Literary review of the haunting of hill house by shirley jackson, different ways in which different peoople cope with their diferent problems, dracula: representation of gothic tropes in the novel and the film, a synopsis of sir arthur conan doyle’s the hound of the baskervilles (hob, trapped in a cage: jackson’s the haunting of hill house and gilman’s the yellow wallpaper, character analysis: judge jaffrey pyncheon, the cruel castle, comprehensive analysis of the black cat by edgar allan poe, the evils of religion and the dark side of humanity potrayed in a house of doom, depiction of oppression towards women in the haunting of hill house, the role of setting in the legend of sleepy hollow by washington irving, the evolution of the vampire, a review of the play the legend of sleepy hollow, domestic assault in hawthorne's and melville's story the paradise of bachelors, the effects of sin and guilt as manifested through descendants of a new england family,, nathaniel hawthorne’s critique of gender roles in rappaccini’s daughter, optism as potrayed in house of seven gables, shirley jackson`s the haunting of hill house: feelings of being an outsider and agoraphobia, aristocratic and democratic ideas' struggle as symbolized in the house of the seven gables.

Gothic fiction, sometimes called Gothic horror in the 20th century, is a loose literary aesthetic of fear and haunting. The name is a reference to Gothic architecture of the European Middle Ages, which was characteristic of the settings of early Gothic novels.

Gothic literature developed during the Romantic period in Britain. The first mention of "Gothic," as pertaining to literature, was in the subtitle of Horace Walpole's 1765 story "The Castle of Otranto: A Gothic Story" which was supposed to have been meant by the author as a subtle joke. The supernatural elements in the story, though, launched a whole new genre, which took off in Europe.

​Gothic literature employs dark and picturesque scenery, startling and melodramatic narrative devices, and an overall atmosphere of exoticism, mystery, fear, and dread. Often, a Gothic novel or story will revolve around a large, ancient house that conceals a terrible secret or serves as the refuge of an especially frightening and threatening character.

Clara Reeve, Ann Radcliffe, William Thomas Beckford, Matthew Lewis, Mary Shelley, Walter Scott, E. T. A. Hoffmann, Charles Dickens, Edgar Allan Poe, Nathaniel Hawthorne, Bram Stoker, Robert Louis Stevenson, Stephen King, Shirley Jackson, Anne Rice and Toni Morrison.

Mysteries of Udolpho, Wieland, The Strange Case of Dr. Jekyll and Mr. Hyde, Frankenstein, The Tell-Tale Heart, Dracula, etc.

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Literary Theory and Criticism

Home › Literature › Gothic Novels and Novelists

Gothic Novels and Novelists

By NASRULLAH MAMBROL on March 11, 2019 • ( 6 )

The gothic novel is a living tradition, a form that enjoys great popular appeal while provoking harsh critical judgments. It began with Horace Walpole’s The Castle of Otranto (1765), then traveled through Ann Radcliffe, Matthew Gregory Lewis, Charles Robert Maturin, Mary Wollstonecraft Shelley, Edgar Allan Poe, Charlotte Brontë and Emily Brontë, Nathaniel Hawthorne, Charles Brockden Brown, Bram Stoker, Charles Dickens, Thomas Hardy, Henry James, and many others into the twentieth century, where it surfaced, much altered and yet spiritually continuous, in the work of writers such as William Faulkner, D. H. Lawrence, Iris Murdoch, John Gardner (1933-1982), Joyce Carol Oates, and Doris Lessing and in the popular genres of horror fiction and some women’s romances.

The externals of the gothic, especially early in its history, are characterized by sublime but terrifying mountain scenery; bandits and outlaws; ruined, ancient seats of power; morbid death imagery; and virgins and charismatic villains, as well as hyperbolic physical states of agitation and lurid images of physical degradation. Its spirit is characterized by a tone of high agitation and unresolved or almost-impossible-to-resolve anxiety, fear, unnatural elation, and desperation.

The first gothic novel is identifiable with a precision unusual in genre study. Walpole (1717-1797), the earl of Orford, began writing The Castle of Otranto in June, 1764,; he finished it in August and published it in an edition of five hundred copies in early 1765. Walpole was a historian and essayist whose vivid and massive personal correspondence remains essential reading for the eighteenth century background. Before writing The Castle of Otranto , his only connection with the gothic was his estate in Twickenham, which he called Strawberry Hill. It was built in the gothic style and set an architectural trend, as his novel would later set a literary trend.

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Walpole did not dream of what he was about to initiate with The Castle of Otranto ; he published his first edition anonymously, revealing his identity, only after the novel’s great success, in his second edition of April, 1765. At that point, he no longer feared mockery of his tale of a statue with a bleeding nose and mammoth, peregrinating armor, and an ancient castle complete with ancient family curse. With his second edition, he was obliged to add a preface explaining why he had hidden behind the guise of a preface proclaiming the book to be a “found manuscript,” printed originally “in Naples in the black letter in 1529.” The reader of the first edition was told that The Castle of Otranto was the long-lost history of an ancient Catholic family in the north of England. The greater reading public loved it, and it was reprinted in many editions. By 1796, it had been translated into French and Spanish and had been repeatedly rendered into dramatic form. In 1848, the novel was still active as the basis for successful theatrical presentations, although the original gothic vogue had passed.

Close upon Walpole’s heels followed Radcliffe, Lewis, and Maturin. These three authors, of course, were not the only imitators ready to take advantage of the contemporary trend (there were literally hundreds of those), but they are among the few who are still read, for they made their own distinctive contributions to the genre’s evolution. Radcliffe (1764-1823) was born just as Walpole’s The Castle of Otranto was being published. She was reared in a middle-class milieu, acquainted with merchants and professionals; her husband was the editor of The English Chronicle and a fellow of the Society of Antiquaries. She lived a quiet life, was likely asthmatic, and seems to have stayed close to her hearth. Although she never became a habitué of literary circles and in her lifetime only published a handful of works, she is considered the grande dame of the gothic novelists and enjoyed a stunning commercial success in her day; she is the only female novelist of the period whose work is still read.

Radcliffe’s works include The Castles of Athlin and Dunbayne (1789), A Sicilian Romance (1790), The Romance of the Forest (1791), The Mysteries of Udolpho (1794), The Italian: Or, The Confessional of the Black Penitents  (1797), and Gaston de Blondeville (1826). She also wrote an account of a trip through parts of northern Europe, A Journey Made in the Summer of 1794 Through Holland and the Western Frontier of Germany (1795). Her remarkably sedate life contrasts strikingly with the melodramatic flamboyance of her works. Her experiences also fail to account for her dazzling, fictional accounts of the scenery of Southern Europe, which she had never seen.

Lewis, called Monk Lewis in honor of his major work, conformed in his life more closely to the stereotype of the gothic masters. Lewis (1775-1818) was a child of the upper classes, the spoiled son of a frivolous beauty, whom he adored. His parents’ unhappy marriage ended when he was at Westminster Preparatory School. There was a continual struggle between his parents to manage his life—his father stern and aloof, his mother extravagant and possessive.

Lewis spent his childhood treading the halls of large, old manses belonging both to family and to friends. He paced long, gloomy corridors—a staple of the gothic— and peered up at ancient portraits in dark galleries, another permanent fixture in gothic convention. Deeply involved with the literati of his day, Lewis (also homosexual) found an equivocal public reception, but his novel The Monk: A Romance (1796; also known as Ambrosio: Or, The Monk ), an international sensation, had an enormous effect on the gothic productions of his day. Lewis died on board ship, a casualty of a yellowfever epidemic, in the arms of his valet, Baptista, and was buried at sea.

Lewis’s bibliography is as frenetic as his biography. Although his only gothic novel is the infamous The Monk , he spent most of his career writing plays heavily influenced by gothic conventions; he also translated many gothic works into English and wrote scandalous poetry. Among his plays are Village Virtues (pb. 1796), The Castle Spectre (pr. 1797), The East Indian (pr. 1799), Adelmorn the Outlaw (pr., pb. 1801), and The Captive (pr. 1803). He translated Friedrich Schiller’s The Minister (1797) and August von Kotzebue’s Rolla: Or, The Peruvian Hero (1799). He became notorious for his poetic work The Love of Gain: A Poem Initiated from Juvenal  (1799), an imitation of Juvenal’s thirteenth satire.

Maturin (1780-1824) is the final major gothic artist of the period. He was a Protestant clergyman from Dublin and a spiritual brother of the Marquis de Sade. He also was a protégé of Sir Walter Scott and an admirer of Lord Byron. His major gothic novel is Melmoth the Wanderer (1820), as shocking to its public as was Lewis’s The Monk . An earlier Maturin gothic was Fatal Revenge: Or, The Family of Montorio (1807). His other works include the novel The Milesian Chief (1812); a theological novel, Women: Or, Pour et Contre (1818); a tragedy, Bertram: Or, The Castle of St. Aldobrand (pr., pb. 1816), produced by Edmund Kean; and the novel The Albigenses  (1824).

Among the legions of other gothic novelists, a few writers (especially the following women, who are no longer generally read) have made a place for themselves in literary history. These writers include Harriet Lee, known for The Canterbury Tales (1797-1805), written with her sister, Sophia Lee, author also of The Recess: Or, A Tale of Other Times (1783); Clara Reeve ( The Champion of Virtue: A Gothic Story , 1777; also known as The Old English Baron: A Gothic Story ); Regina Maria Roche ( The Children of the Abbey , 1796); Charlotte Smith ( Emmeline: Or, The Orphan of the Castle—A Novel , 1788); Charlotte Dacre ( Zofloya: Or, The Moor— A Romance of the Fifteenth Century , 1806); and Mary Anne Radcliffe ( Manfroné: Or, The One Handed Monk— A Romance , 1809).

Critics generally agree that the period gothics, while having much in common, divide into relatively clear subclassifications: the historical gothic, the school of terror, and the Schauer-Romantik school of horror. All gothics of the period return to the past, are flushed with suggestions of the supernatural, and tend to be set amid ruined architecture, particularly a great estate house gone to ruin or a decaying abbey. All make use of stock characters. These will generally include one or more young and innocent virgins of both sexes; monks and nuns, particularly of sinister aspect; and towering male and female characters of overpowering will whose charismatic egotism knows no bounds.

Frequently the novels are set in the rugged mountains of Italy and contain an evil Italian character. Tumultuous weather often accompanies tumultuous passions. The gothic genre specializes in making external conditions metaphors of human emotions, a convention thought to have been derived in part from the works of William Shakespeare. Brigands are frequently employed in the plot, and most gothics of the period employ morbid, lurid imagery, such as a body riddled with worms behind a moldy black veil.

The various subdivisions of the gothic may feature any or all of these conventions, being distinguished by relative emphasis. The historical gothic, for example, reveals the supernatural against a genuinely historical background, best exemplified by the works of the Lee sisters, who, although their own novels are infrequently read today, played a part in the evolution of the historical novel through their influence on Sir Walter Scott. The school of terror provided safe emotional titillation— safe, because the morbidity such novels portray takes place not in a genuine, historical setting, but in some fantasy of the past, and because the fearful effects tend to be explained away rationally at the end of the respective work. Radcliffe is the major paradigm of this subgroup. The Schauer-Romantik school of horror, best represented by Lewis and Maturin, did not offer the reassurance of a moral, rational order. These works tend to evoke history but stir anxiety without resolving or relieving it. They are perverse and sadistic, marked by the amoral use of thrill.

There are very few traditional gothic plots and conventions; a discrete set of such paradigms was recycled and refurbished many times. Walpole’s The Castle of Otranto, Radcliffe’s The Mysteries of Udolpho, Lewis’s The Monk, and Maturin’s Melmoth the Wanderer represent the basic models of the genre.

Castle of Otranto

The Castle of Otranto , emphatically not historical gothic, takes place in a fantasy past. It is not of the school of terror either; although it resolves its dilemmas in a human fashion, it does not rationally explain the supernatural events it recounts. This earliest of the gothics trembles between horror and terror.

The story opens with Manfred, Prince of Otranto, ready to marry his sickly son, Conrad, to the beautiful Isabella. Manfred, the pattern for future gothic villains of towering egotism and pride, is startled when his son is killed in a bizarre fashion. The gigantic statuary helmet of a marble figure of Alphonse the Good has been mysteriously transported to Manfred’s castle, where it has fallen on and crushed Conrad.

Manfred precipitously reveals that he is tired of his virtuous wife, Hippolita, and, disdaining both her and their virtuous daughter, Mathilda, attempts to force himself on the exquisite, virginal Isabella, his erstwhile daughter-in-law elect. At the same time, he attempts to blame his son’s death on an individual named Theodore, who appears to be a virtuous peasant lad and bears an uncanny resemblance to the now helmetless statue of Alfonso the Good. Theodore is incarcerated in the palace but manages to escape. Theodore and Isabella, both traversing the mazelike halls of Otranto to escape Manfred, find each other, and Theodore manages to set Isabella free. She finds asylum in the Church of St. Nicholas, site of the statue of Alfonso the Good, under the protection of Father Jerome, a virtuous friar. In the process of persuading Jerome to bring Isabella to him, Manfred discovers that Theodore is actually Jerome’s long-lost son. Manfred threatens Theodore in order to maneuver Jerome into delivering Isabella. The long-lost relative later became a popular feature of the gothic.

Both Isabella and Theodore are temporarily saved by the appearance of a mysterious Black Knight, who turns out to be Isabella’s father and joins the forces against Manfred. A round of comings and goings through tunnels, hallways, and churches ensues. This flight through dark corridors also became almost mandatory in gothic fiction. In the course of his flight, Theodore falls in love with Mathilda. As the two lovers meet in a church, Manfred, “flushed with love and wine,” mistakes Mathilda for Isabella. Wishing to prevent Theodore from possessing the woman he thinks is his own beloved, Manfred mistakenly stabs his daughter. Her dying words prevent Theodore from revenging her: “Stop thy impious hand . . . it is my father!”

Manfred must now forfeit his kingdom for his bloody deed. The final revelation is that Theodore is actually the true Prince of Otranto, the direct descendant of Alfonso the Good. The statuary helmet flies back to the statue; Isabella is given to Theodore in marriage, but only after he completes a period of mourning for Mathilda; and order is restored. The flight of the helmet remains beyond the pale of reason, as does the extraordinary, rigid virtue of the sympathetic characters, but Manfred’s threat to the kingdom is ended. Here is the master plot for the gothic of the Kingdom

The Mysteries of Udolpho

Radcliffe’s The Mysteries of Udolpho presents apparently unnatural behavior and events but ultimately explains them all. Not only will the sins of the past be nullified, but also human understanding will penetrate all the mysteries. In The Mysteries of Udolpho , the obligatory gothic virgin is Emily St. Aubert; she is complemented by a virginal male named Valancourt, whom Emily meets while still in the bosom of her family. When her parents die, she is left at the mercy of her uncle, the villainous Montoni, dark, compelling, and savage in pursuit of his own interests. Montoni whisks Emily away to Udolpho, his great house in the Apennines, where, desperate for money, he exerts himself on Emily in hopes of taking her patrimony while his more lustful, equally brutal friends scheme against her virtue. Emily resists, fainting and palpitating frequently. Emily’s propensity to swoon is very much entrenched in the character of the gothic heroine.

Emily soon escapes and, sequestered in a convent, makes the acquaintance of a dying nun, whose past is revealed to contain a murder inspired by lust and greed. Her past also contains Montoni, who acquired Udolpho through her evil deeds. Now repenting, the nun (née Laurentini de Udolpho) reveals all. The innocent victim of Laurentini’s stratagems was Emily’s long-lost, virtuous aunt, and Udolpho should have been hers. Ultimately, it will belong to Emily and Valancourt.

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Radcliffe was known to distinguish between horror and terror and would have none of the former. Terror was a blood-tingling experience of which she approved because it would ultimately yield to better things. Horror she identified with decadence, a distemper in the blood that could not be discharged but rendered men and women inactive with fright. Lewis’s The Monk demonstrates Radcliffe’s distinction.

Lewis’s The Monk concerns a Capuchin friar named Ambrosio, famed throughout Madrid for his beauty and virtue. He is fervent in his devotion to his calling and is wholly enchanted by a picture of the Virgin, to which he prays. A young novice of the order named Rosario becomes Ambrosio’s favorite. Rosario is a beautiful, virtuous youth, as Ambrosio thinks, but one night Ambrosio perceives that Rosario has a female breast, and that “he” is in fact “she”: Mathilda, a daughter of a noble house, so enthralled by Ambrosio that she has disguised herself to be near him.

Mathilda is the very image of the picture of the Virgin to which Ambrosio is so devoted, and, through her virginal beauty, seduces Ambrosio into a degrading sexual entanglement that is fully described. As Mathilda grows more obsessed with Ambrosio, his ardor cools. To secure him to her, she offers help in seducing Antonia, another virginal beauty, Ambrosio’s newest passion. Mathilda, the madonna-faced enchantress, now reveals that she is actually a female demon. She puts her supernatural powers at Ambrosio’s disposal, and together they successfully abduct Antonia, although only after killing Antonia’s mother. Ambrosio then rapes Antonia in the foul, suffocating stench of a charnel house in the cathedral catacombs. In this scene of heavy breathing and sadism, the monk is incited to his deed by the virginal Antonia’s softness and her pleas for her virtue. Each tear excites him further into a frenzy, which he climaxes by strangling the girl.

Ambrosio’s deeds are discovered, and he is tried by an inquisitorial panel. Mathilda reveals his union with Satan through her. The novel ends with Satan’s liberation of Ambrosio from the dungeon into which the inquisitors have thrown him. Satan mangles Ambrosio’s body by throwing him into an abyss but does not let him die for seven days (the de-creation of the world?). During this time, Ambrosio must suffer the physical and psychological torments of his situation, and the reader along with him. The devil triumphs at the end of this novel. All means of redressing virtue are abandoned, and the reader is left in the abyss with Ambrosio.

Melmoth the Wanderer

The same may be said of Maturin’s Melmoth the Wanderer , a tale of agony and the failure of redemption. The book may be called a novel only if one employs the concept of the picaresque in its broadest sense. It is a collection of short stories, each centering on Melmoth, a damned, Faust-like character. Each tale concerns Melmoth’s attempt to find someone to change places with him, a trade he would gladly make, as he has sold his soul to the devil and now wishes to be released.

The book rubs the reader’s nerves raw with obsessive suffering, detailing scenes from the Spanish Inquisition that include the popping of bones and the melting of eyeballs. The book also minutely details the degradation of a beautiful, virginal island maiden named Immalee, who is utterly destroyed by the idolatrous love of Melmoth. The last scene of the book ticks the seconds of the clock as Melmoth, unable to find a surrogate, awaits his fall into Satan’s clutches. The denouement is an almost unbearable agony that the reader is forced to endure with the protagonist. Again the horror is eternal. There will never be any quietus for either Ambrosio or Melmoth, or for the reader haunted by them. These are the molds for the gothic of damnation.

The Modernization of the Gothic

The reading public of the late eighteenth and early nineteenth centuries was avid for both horror and terror, as well as for supernatural history. Such works were gobbled greedily as they rolled off the presses. Indeed, the readers of the gothic may have begun the mass marketing of literature by ensuring the fortunes of the private lending libraries that opened in response to the gothic binge. Although the libraries continued after the gothic wave had crested, it was this craze that gave the libraries their impetus. Such private lending libraries purchased numerous copies of long lists of gothic works and furnished subscribers with a list from which they might choose. Like contemporary book clubs, the libraries vied for the most appetizing authors. Unlike the modern clubs, books circulated back and forth, not to be kept by subscribers.

William Lane’s Minerva Public Library was the most famous and most successful of all these libraries. Lane went after the works of independent gothic authors but formed the basis of his list by maintaining his own stable of hacks. The names of most of the “stable authors” are gone, and so are their books, but the titles linger on in the library records, echoing one another and the titles of the more prominent authors: The Romance Castle (1791), The Black Forest: Or, The Cavern of Horrors (1802), The Mysterious Omen: Or, Awful Retribution (1812).

By the time Melmoth the Wanderer had appeared, this trend had run its course. Only hacks continued to mine the old pits for monks, nuns, fainting innocents, Apennine banditti, and Satanic quests, but critics agree that if the conventions of the gothic period from Walpole to Maturin have dried out and fossilized, the spirit is very much alive. Many modern novels set miles from an abbey and containing not one shrieking, orphaned virgin or worm-ridden corpse may be considered gothic. If the sophisticated cannot repress a snicker at the obvious and well-worn gothic conventions, they cannot dismiss the power and attraction of its spirit, which lives today in serious literature.

Modern thinking about gothic literature has gravitated toward the psychological aspects of the gothic. The castle or ruined abbey has become the interior of the mind, racked with anxiety and unbridled surges of emotion, melodramatically governed by polarities. The traditional gothic is now identified as the beginning of neurotic literature. In a perceptive study of the genre, Love, Misery, and Mystery: Feeling in Gothic Fiction (1978), Coral Ann Howells points out that the gothic literature of the eighteenth century was willing to deal with the syntax of hysteria, which the more prestigious literature, controlled by classical influences, simply denied or avoided. Hysteria is no stranger to all kinds of literature, but thinking today seeks to discriminate between the literary presentation of hysteria or neuroticism as an aberration from a rational norm and the gothic presentation of neuroticism as equally normative with rational control, or even as the dominant mode.

The evolution of the modern gothic began close to the original seedbed, in the works of Edgar Allan Poe. In “The Fall of the House of Usher,” for example, the traditional sins of the gothic past cavort in a mansion of ancient and noble lineage. A young virgin is subjected to the tortures of the charnel house; the tomb and the catacombs descend directly from Lewis. So, too, do the hyperbolic physical states of pallor and sensory excitement. This tale is also marked, however, by the new relationship it seeks to demonstrate between reason and hysterical anxiety.

Roderick Usher’s boyhood friend, the story’s narrator, is a representative of the normative rational world. He is forced to encounter a reality in which anxiety and dread are the norm and in which the passions know no rational bounds. Reason is forced to confront the reality of hysteria, its horror, terror, and power. This new psychological development of the gothic is stripped of the traditional gothic appurtenances in Poe’s “The Tell-Tale Heart,” where there are neither swooning virgins nor charnel houses, nor ruined, once-great edifices, save the ruin of the narrator’s mind. The narrator’s uncontrollable obsessions both to murder and to confess are presented to stun the reader with the overwhelming force of anxiety unconditioned by rational analysis.

Thus, a more modern gothic focuses on the overturning of rational limits as the source of horror and dread, without necessarily using the conventional apparatus. More examples of what may be considered modern gothic can be found in the works of Nathaniel Hawthorne (1804-1864). Although Hawthorne was perfectly capable of using the conventional machinery of the gothic, as in The House of the Seven Gables (1851), he was one of the architects of the modern gothic. In Hawthorne’s forward-looking tales, certain combinations of personalities bond, as if they were chemical compounds, to form anxiety systems that cannot be resolved except by the destruction of all or part of the human configuration. In The Scarlet Letter (1850), for example, the configuration of Hester, Chillingsworth, and Dimmesdale forms an interlocking system of emotional destruction that is its own Otranto. The needs and social positions of each character in this trio impinge on one another in ways that disintegrate “normal” considerations of loyalty, courage, sympathy, consideration, and judgment. Hester’s vivacity is answered in Dimmesdale, whose violently clashing aloofness and responsiveness create for her a vicious cycle of fulfillment and rejection. Chillingsworth introduces further complications through another vicious cycle of confidence and betrayal. These are the catacombs of the modern gothic.

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Another strand of the modern gothic can be traced to Frankenstein (1818), by Mary Wollstonecraft Shelley (1979-1851). The novel was published just as the gothic genre was on the wane. Shelley’s story represents an important alternative for the gothic imagination. The setting in this work shifts from the castle to the laboratory, forming the gothic tributary of science fiction. Frankenstein reverses the anxiety system of the gothic from the past to the future. Instead of the sins of the fathers—old actions, old human instincts rising to blight the present—human creativity is called into question as the blight of the future. Frankenstein’s mind and laboratory are the gothic locus of “future fear,” a horror of the dark side of originality and birth, which may, as the story shows, be locked into a vicious cycle with death and sterility. A dread of the whole future of human endeavor pursues the reader in and out of the dark corridors of Frankenstein .

Bram Stoker’s Dracula (1897) may be considered an example of a further evolution of the gothic. Here one finds a strong resurgence of the traditional gothic: the ruined castle, bandits ranging over craggy hills, the sins of the past attacking the life of the present, and swooning, morbidly detailed accounts of deaths. The attendant supernatural horror and the bloodletting of the vampires, their repulsive stench, and the unearthly attractiveness of Dracula’s vampire brides come right out of the original school of Schauer-Romantik horror. The utterly debilitating effect of the vampire on human will is, however, strong evidence for those critics who see the gothic tradition as an exploration of neurosis.

Stoker synthesizes two major gothic subclassifications in his work, thereby producing an interesting affirmation. Unlike the works of Radcliffe and her terror school, Dracula does not ultimately affirm the power of human reason, for it never explains away the supernatural. On the other hand, Stoker does not invoke his vampires as totally overwhelming forces, as in the horror school. Dracula does not present a fatalistic course of events through which the truth will not win out. Humankind is the agency of its salvation, but only through its affirmation of the power of faith. Reason is indeed powerless before Dracula, but Dr. Van Helsing’s enormous faith and the faith he inspires in others are ultimately sufficient to resolve gothic anxiety, without denying its terrifying power and reality.

The Gothic in the Twentieth Century and Later

Significantly, in the contemporary gothic, reason never achieves the triumph it briefly found through the terror school. Twentieth and twenty-first century gothic tends toward the Schauer-Romantik school of horror. Either it pessimistically portrays an inescapable, mindforged squirrel cage, or it optimistically envisions an apocalyptic release through faith, instinct, or imagination, the nonrational human faculties. For examples of both twentieth century gothic trends, it may be instructive to consider briefly William Faulkner (1897-1962), whose works are frequently listed at the head of what is called the southern gothic tradition, and Doris Lessing (1919 –  2013 ), whose later works took a turn that brought them into the fold of the science-fiction branch of gothic. If there remains any doubt about the respectability of the genre and its writers, it may be noted here that both Faulkner and Lessing are winners of the Nobel Prize in Literature.

Faulkner’s fictions have all the characteristic elements of the southern gothic: the traditional iconography; decaying mansions and graveyards; morbid, deathoriented actions and images; sins of the past; and virgins. The Sound and the Fury (1929) is concerned with the decaying Compson house and family, the implications of past actions, and Quentin’s morbid preoccupation with death and virginity; it features Benjy’s graveyard and important scenes in a cemetery. As I Lay Dying (1930) is structured around a long march to the cemetery with a stinking corpse. Absalom, Absalom! (1936) is full of decaying houses and lurid death scenes and features prominently three strange virgins—Rosa Coldfield, Judith Sutpen, and Clytie—or five if Quentin and Shreve are to be counted. In this work, the past eats the present up alive and the central figure, Thomas Sutpen, is much in the tradition of the charismatic, but boundlessly appropriating, gothic villain.

These cold gothic externals are only superficial images that betray the presence of the steaming psychological modern gothic centers of these works. Like Hawthorne, Faulkner creates interfacing human systems of neurosis whose inextricable coils lock each character into endless anxiety, producing hysteria, obsession, and utter loss of will and freedom. The violence and physical hyperbole in Faulkner reveal the truly gothic dilemmas of the characters, inaccessible to the mediations of active reason. As in Hawthorne, the combinations of characters form the catacombs of an inescapable though invisible castle or charnel house. Through these catacombs Faulkner’s characters run, but they cannot extricate themselves and thus simply revolve in a maze of involuted thought. The Compsons bind one another to tragedy, as do the Sutpens and their spiritual and psychological descendants.

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There is, however, an alternative in the modern gothic impulse. In her insightful, imaginative study of the modern evolution of the gothic, Ghosts of the Gothic: Austen, Eliot, and Lawrence (1980), Judith Wilt assigns Lessing a place as the ultimate inheritor of the tradition. Lessing does portray exotic states of anxiety, variously descending into the netherworld ( Briefing for a Descent into Hell , 1971) and plunging into outer space (the Canopus in Argos series), but Wilt focuses on The Four-Gated City (1969). This novel has both the trappings and the spirit of the gothic. The book centers on a doomed old house and an old, traditional family succumbing to the sins of the past. These Lessing portrays as no less than the debilitating sins of Western culture, racist, sexist, and exploitive in character. Lessing does indeed bring down this house. Several of the major characters are released from doom, however, by an apocalyptic World War III that wipes away the old sins, freeing some characters for a new, fruitful, life without anxiety. Significantly, this new world will be structured not on the principles of reason and logic, which Lessing excoriates as the heart of the old sins, but on the basis of something innately nonrational and hard to identify. It is not instinct and not faith, but seems closest to imagination. Lessing’s ultimately hopeful vision, it must be conceded, is not shared by most contemporary practitioners of the genre. The gothic enjoyed a resurgence in the 1980’s that critics identified as a significant literary trend. Typical of the diversity of writers mentioned under this rubric are those represented in a collection edited by Patrick McGrath (born 1950): The New Gothic: A Collection of Contemporary Gothic Fiction (1991; with Bradford Morrow). McGrath, himself a writer of much-praised gothic fictions, assembled work by veteran novelists such as Robert Coover and John Hawkes as well as younger (now established) writers such as Jamaica Kincaid and William T. Vollmann; the group includes both the best-selling novelist Peter Straub and the assaultive experimental novelist Kathy Acker. These works were first collected by McGrath in the journal Conjunctions (1989), in which he contributed an essay outlining some of the characteristics of the new gothic. While resisting any attempt at rigid definition (the gothic, he says, is “an air, a tone, a tendency”; it is “not a monolith”), he acknowledges that all the writers whom he places in this group “concern themselves variously with extremes of sexual experience, with disease and social power, with murder and terror and death.” That much might be said about most gothic novelists from the beginnings of the genre. What perhaps differentiates many of the writers whom McGrath discusses from their predecessors—what makes the new gothic new—is a more self-consciously transgressive stance, evident in McGrath’s summation of the vision that he and his fellow writers share.

Common to all is an idea of evil, transgression of natural and social law, and the gothic, in all its suppleness, is the literature that permits that mad dream to be dreamt in a thousand forms.

Among popular-fiction writers, the gothic split into two main genres, one based on supernatural or psychological horror and the other based on women’s fiction, featuring romance and, often, historical settings. Moreover, combinations of the two traditions most approach the hyperreal intensity and blend of fear and passion seen in the original gothic: for example, the saga of the Dollanganger family by V. C. Andrews (1923-1986) or the Blood Opera series— Dark Dance (1992), Personal Darkness (1993), and Darkness, I (1994)—by Tanith Lee (1947-2015). While horror writers often substitute the suburbs or small town for the isolated castle—and sometimes psychic abilities, deranged computers, or psychotic killers for ghostly nuns and predatory villain-heroes—they continue to explore the intense feeling, perilous world, tense social situations, and alluring but corrupt sexuality of the original gothic. Unlike the romantic gothic, which has seen periods of quiescence and revival, an unbroken line of the horror gothic persisted from The Castle of Otranto through Dracula and into the twentieth century with books such as Ghost Stories of an Antiquary (1904), by M. R. James (1862-1936), and the works of Walter de la Mare (1873-1956) and H. P. Lovecraft (1890-1937). These stories continue the trend—seen in Poe, Hawthorne, Faulkner, and others—of maintaining morbid and sensational gothic elements while rooting the terror in psychology and even epistemology. Often, hauntings reveal, or are even replaced by, obsession and paranoia. Before the burgeoning of the modern commercial horror novel, Shirley Jackson (1916-1965), in two eerie and lyrical novels, The Haunting of Hill House (1959) and We Have Always Lived in the Castle (1962), uses the traditional gothic form and many of its motifs, with both psychological sophistication and true terror. Robert Bloch (1917-1994), with his novel Psycho (1959), also updates and psychologizes gothic conventions, substituting an out-of-the-way motel for a castle and explicitly invoking Sigmund Freud . The horror genre grew with the (arguably) gothic novel The Exorcist (1971), by William Peter Blatty (1928-2017), and with Rosemary’s Baby (1967), by Ira Levin (1929-2007). The novel transplants to a New York City apartment building the hidden secret, supernatural menace, and conspiracies against the heroine of early gothics. Although the horror market withered in the 1990’s, four best-selling authors continued in the gothichorror vein: Dean R. Koontz (born 1945), Straub, Stephen King (born 1947), and Anne Rice (born 1941). While much of Koontz’s horror is better classified as horror-adventure, lacking the brooding neuroses and doubts about rationality prevalent in gothic fiction, gothic aspects do dominate his novels Whispers (1980), Shadowfires (1987), Dean Koontz’s Frankenstein: Prodigal Son (2005; with Kevin J. Anderson), Dean Koontz’s Frankenstein: City of Night (2005; with Edward Gorman), and Dean Koontz’s Frankenstein: Dead or Alive (2007; with Gorman). Koontz’s Demon Seed (1973) exemplifies the techno-gothic: A threatening setting and pursuing lover combine in a robot intelligence, which runs the house and wants to impregnate the heroine. Rice explores the gothic’s lush, dangerous sexuality and burden of the past in the novels of the Vampire Chronicles, including Interview with the Vampire (1976), The Vampire Lestat (1985), The Tale of the Body Thief (1992), Memnoch the Devil (1995), Blood and Gold: Or, The Story of Marius (2001), and Blood Canticle (2003).

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Straub’s Julia (1975; also known as Full Circle), is a drawing-room gothic novel, focusing on the haunting— supernatural, mentally pathological, or both—of a woman dominated by her husband and his disturbing, enmeshed family. In Ghost Story (1979), Shadowland (1980), and others, Straub widens the focus, exploring and critiquing the small town, boys’ school, or suburban setting while developing gothic themes, including dangerous secrets, guilt, ambivalent eroticism, and a threat from the past. In Lost Boy, Lost Girl (2003), the threats include a pedophile serial killer, a haunted house, and a missing man’s obsession with his dead mother. Straub explores other genres as well, especially the mystery, but maintains a gothic tone and intensity.

Similarly, King ’s early work is more strictly gothic, such as ’Salem’s Lot (1975), in which vampires spread through a small town in Maine, and The Shining (1977), a story of madness and terror in an isolated, empty hotel. However, many later works, even mimetic ones such as Gerald’s Game (1992), Dolores Claiborne (1993), Bag of Bones (1998), From a Buick Eight (2002), and Cell (2006), continue gothic themes and often a gothic tone. King is the undisputed best-selling author of the genre, having sold more than 330 million copies of his novels. Straub and King, admirers of one another’s work, have collaborated on two fantasy novels, The Talisman (1984), and a sequel, Black House (2001).

The prolific Joyce Carol Oates (born 1938), author of more than fifty novels, has created several memorable gothic works, including a Gothic Saga series comprising Bellefleur (1980) and its sequels. Another memorable work is Zombie (1995), an exploration of the mind of a serial killer, based on the life of Jeffrey Dahmer. New voices on the gothic-novel scene include Donna Tartt (born c. 1964), author of The Secret History (1992) and The Little Friend (2002), and Elizabeth Kostova (born 1964), whose first novel, The Historian (2005), became a best seller and was translated into close to thirty languages.

Along with terror and horror, sentimental and romantic elements were established in the original gothic in the works of Ann Radcliffe, Clara Reeve, Susanna Rowson (1762-1824), and the Brontë sisters. In 1938, Rebecca , by Daphne du Maurier (1907-1989), the story of a young woman’s marriage to a wealthy English widower with a secret, conveyed many gothic conventions to a new audience, paving the way for the genre of gothic romance. Combining mystery, danger, and romantic fantasy, such books tend to feature innocent but admirable heroines, a powerful male love interest and his isolated estate, ominous secrets (often linked to a woman from the love interest’s past, as in Rebecca), and exotic settings that are remote in place and time.

In the early 1960’s, editor Gerald Gross of Ace Books used the term “gothic” for a line of paperbacks aimed at women, featuring primarily British authors such as Victoria Holt (pseudonym for Eleanor Alice Burford Hibbert, 1906-1993), Phyllis A. Whitney (1903-2008), and Dorothy Eden (1912-1982). The mystery and love plots are inextricable, and the novels feature many gothic elements, including besieged heroines; strong, enigmatic men; settings that evoke an atmosphere of tension and justified paranoia; heightened emotional states; doubled characters (including impersonation); and lurid, sometimes cruel, sexuality. In the 1970’s and later, erotic elements flourished and became more explicit, resulting in the new category of the erotic gothic.

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Source : Rollyson, Carl. Critical Survey Of Long Fiction . 4th ed. New Jersey: Salem Press, 2010. Bibliography Brown, Marshall. The Gothic Text. Stanford, Calif.: Stanford University Press, 2005. Ellis, Markman. The History of Gothic Fiction. New York: Columbia University Press, 2000. Frank, Frederick S. Guide to the Gothic. Lanham, Md.: Scarecrow Press, 1984. _______. Guide to the Gothic II. Lanham, Md.: Scarecrow Press, 1995. Geary, Robert F. The Supernatural in Gothic Fiction: Horror, Belief, and Literary Change. Lewiston, N.Y.: Edwin Mellen Press, 1992. Haggerty, George E. Queer Gothic. Urbana: University of Illinois Press, 2006. Jackson, Anna, Karen Coats, and Roderick McGillis, eds. The Gothic in Children’s Literature: Haunting the Borders. New York: Routledge, 2007. Kilgour, Maggie. The Rise of the Gothic Novel. Reprint. New York: Routledge, 1997. Mussell, Kay. Women’s Gothic and Romantic Fiction: A Reference Guide. Westport, Conn.: Greenwood Press, 1981. Norton, Rictor, ed. Gothic Readings: The First Wave, 1764-1840. Reprint. New York: Leicester University Press, 2006. Punter, David, and Glennis Byron. The Gothic. Malden, Mass.: Blackwell, 2004. Punter, David, ed. A Companion to the Gothic. Malden, Mass.: Blackwell, 2000. Varma, Devendra P. The Gothic Flame: Being a History of the Gothic Novel in England—Its Origins, Efflorescence, Disintegration, and Residuary Influences. Metuchen, N.J.: Scarecrow Press, 1987. Wright, Angela. Gothic Fiction. New York: Palgrave Macmillan, 2007.

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Gothic Literature

By Stefan Schöberlein

From the early nineteenth century onward, Philadelphia spawned an abundance of mysterious tales starring shadowy strangers, fantastic happenings, and deadly conspiracies. Prominent genre writers including Charles Brockden Brown (1771-1810), George Lippard (1822-54), and Edgar Allan Poe (1809-49) made the City of Brotherly Love the birthplace of American gothic literature.

black and white photo of the Edgar Allen Poe House in Philadlephia.

Although the gothic arguably reached its first literary high point in the works of Charles Brockden Brown in the early 1800s, its prehistory in Philadelphia dates to the 1790s. Books such as Charlotte Temple (1791) and Rebecca (1792) by Susanna Rowson (1762-1824), though not considered gothic per se, already presented readers with many characteristic themes of the genre (such as vivid depictions of madness and adultery). Even William Bartram (1739-1823) in his famous travelogue of 1791 often lapsed from scientific verbiage into a much darker style, casting, for instance, Floridian crocodiles as lurking monsters with smoke bellowing from their nostrils.

Although the 1796 St. Herbert (published and taking place in New York) is generally considered to be the first gothic novel of the early American republic, Philadelphian Charles Brockden Brown’s Wieland (1798) was undoubtedly the most influential. While novels like Julia and the Illuminated Baron (1800), by Sally Barrell Keating Wood (1759-1855)—allegedly penned before Wieland —adopted European-style gothic plots, Brown proclaimed his novel to be an “American tale” and rooted the genre firmly in the United States. Wieland set the stage for what the gothic in the New World would be about: the perils of wilderness, the problematic indebtedness of the young democracy to old Europe, and the repressed legacies of war, colonization, and slavery.

black and white photograph of Edger Allan Poe.

Wieland tells the story of members of a German family living on a large estate by the Schuylkill River who—after the spontaneous combustion of the father—are haunted by ghostly voices that drive them to insanity, murder and, ultimately, flight to Europe. The tensions that the characters embody between European culture and American lands, violent past and republican present, and bucolic enclosure and untamed wildness remain unsettled—even after the novel’s convoluted plot is resolved. While the colonial past of Pennsylvania only plays a subliminal role in Brown’s first book, his later Edgar Huntly (1799) addresses it head-on: The spectral hints about the dispossession of native peoples that appeared Wieland become fully materialized. In trying to resolve a vicious murder, the eponymous narrator discovers a system of dark caves (a trope that Poe’s 1842 story “The Pit and the Pendulum” revisited) below Philadelphia. Becoming lost in this rocky subconscious, Huntly discovers bands of native peoples intent on getting revenge for the injustices of the past. In the violent conflicts that ensue, the novel again and again returns to a fundamental question: How can one inherit land if it was acquired through crime?

Orphans and Malicious Parent Figures

In the decades after Benjamin Franklin’s death in 1790, the Philadelphia gothic of Brown and his contemporaries negotiated the conflicting legacy of Republican values and the monarchic cultures of Europe. Rivaled perhaps only by the Disney movies of much later times, these novels are largely populated by either orphans or malicious parent figures. Many of Brown’s characters lose or have lost their guardians: The title character in Laura (1809) by Leonora Sansay (1773-?) succumbs to seduction after her parents’ death while the main protagonist in Kelroy (1812) by Rebecca Rush (1779-1850) is ultimately driven to illness and death by an evil, scheming mother. In the shadow of the influential image of American independence as akin to a child breaking away from tyrannical parents created by Thomas Paine (1737-1809) in Common Sense (1776), gothic authors began to expose how frail and conflicting these lines of separation could be. In the age of industrial capitalism and urban squalor, they seem to sense a resurgence of a monarchical past that the young republic hoped to leave behind—and what better place to examine this than in the birthplace of the Continental Congress?

cover of the book Monks of Monk Hall, or, The Quaker City

With Robert Montgomery Bird , a local physician turned writer, the Philadelphia gothic found its second best-selling author. Often advancing themes from Brown—such as his vivid depictions of anti-Native American violence—Bird turned from setting his novels in Mexico ( Calavar , 1834; The Infidel , 1835) to writing gothic tales placed in and around Philadelphia. Among these, Sheppard Lee (1836) and Nick of the Woods (1837) remain his most successful publications. Where Brown’s fictions are somber and highly complex, Bird introduces satire into the Philadelphia gothic. From the conundrum of an Indian-killing, pacifist Quaker in Nick of the Woods to parodies of the two-party system (Whigs vs. Democrats) in Sheppard Lee , Bird playfully exposes the often self-contradictory nature of Philadelphia society in the age of Jacksonian democracy.

As comments on Philadelphia life, books like Bird’s Sheppard Lee or Brown’s Arthur Mervyn (1799), take their readers from the wilderness surrounding the city to the city itself. In contrast to the revolutionary past, these fictions portray the city as a metropolis of disease and crime, populated by thieves, beggars, and assassins. Bird’s fantastic tale of the body-swapping Sheppard Lee (1836) satirizes a society of empty ambition and pseudo-aristocratic pomp. George Lippard takes a step farther. His novel The Quaker City, or The Monks of Monks Hall (1845)—dedicated to Brown—depicts the city as a hotbed of sin ruled by a decadent elite who meet in an underground brothel to orchestrate their exploitation of Philadelphia. Reveling in seduction, drinking, gambling, and murder, this elite of Chestnut Street create a new Sodom behind a façade of republican morality. Lippard’s subterranean rulers of Philadelphia turn republican values on their head: Accompanied by the ringing of the bell of Independence Hall, journalism becomes blackmail, justice can be bought, and priests try to defile their own offspring.

George Lippard, head and shoulders portrait, facing left]

The most successful American publication before Uncle Tom’s Cabin (1852), Lippard’s graphic indictment of Philadelphia culminates in an apocalyptic dream-vision of hordes of Black and white slaves lining the streets while the new aristocracy of the Quaker City abolishes democracy and crowns a new king for the United States. The fame of Lippard’s novel spawned a boom of “mysteries” set in Philadelphia, such as the anonymously published Mysteries of Philadelphia (1848), Aristocracy, or Life in the City (1848) by Joseph A. Nunes (c. 1820-c. 1905), Mysteries and Miseries of Philadelphia (1854) by George Thompson (1823–c. 1873), and The Homeless Heir, or, Life in Bedford Street (1856) by “John the Outcast.” All mirror Lippard’s attack on Philadelphia’s moral shortcomings, but they often miss the labor activist’s more fundamental critique of high capitalism.

The Turmoil of Slavery

While this new aristocracy of money exposed by Lippard and his followers represented one of the major contradictions in American society, slavery was certainly another. Brown informed the readers of Wieland that dark secrets lay in the exploitation of forced African labor, but both Bird and Lippard addressed Philadelphia’s problematic relationship with slavery much more directly. One of Sheppard Lee ’s many narratives, for instance, takes readers into the slaveholding South, where a Philadelphia Quaker is to be lynched for alleged abolitionist activities—with the added irony that the Quaker is at best on the fence about the issue and has turned over fugitive slaves to the authorities just moments before. Lippard’s work includes frequent references to slaves “acquired” below the Mason–Dixon line who remain in bondage in Philadelphia, even though the institution had been outlawed there since 1780. In characters like the Creole slave boy “Dim” ( The Quaker City ), Lippard captures in gothic ornament the political climate of the years between Prigg v. Pennsylvania (an 1842 Supreme Court decision undermining local laws freeing slaves brought into the state) and the Fugitive Slave Act of 1850 . Philadelphia’s double-faced position on the issue culminated in an 1849 race riot, which Lippard fictionalized in characteristically stark images in his novella The Bank Director’s Son (1851). Although both Bird and Lippard were by no means free from racial prejudice—indeed their depictions of slaves often rehearse overtly racist stereotypes—they nonetheless brought the issue to the center of their works, reminding Philadelphia, as one of the major hubs of trade for the South, of its duplicitous role in perpetuating human bondage.

While Bird’s and Lippard’s satirical interventions into Philadelphian society were hugely successful, Edgar Allan Poe spent some of his most productive years (1838 to 1844) in the city and stands as its most influential gothic author. From “The Tell-Tale Heart” (1843) and “The Murders in the Rue Morgue” (1841) to his only completed novel, The Narrative of Arthur Gordon Pym of Nantucket (1838), some of Poe’s most famous pieces were produced in Philadelphia. Even his renowned poem “The Raven” was originally written for a local literary journal, though it was declined and later published in a New York monthly. Well-acquainted with the local gothic tradition, Poe’s fictions show an indebtedness to Brown’s work, he positively reviewed Bird’s Sheppard Lee , and he became a personal friend of Lippard, who lent Poe financial support for his writing.

Nonetheless, Poe’s gothic differs markedly from his contemporaries. Modeling his writing on English and German high culture and reshaping it for a popular American taste, many of Poe’s tales (with the exception of his Narrative of Arthur Gordon Pym ) take place either in undisclosed locations or shadowy European mansions. Although certain events in Philadelphia’s history have been traced to Poe’s writings (such as a local insanity-defense trial that also inspired Lippard), none of his tales are specified as taking place in the city, and only one, the satiric “How to Write a Blackwood Article” (1838), even mentions Philadelphia. Instead of directly exposing local, social wrongs through gothic satire (as his benefactor Lippard had done) Poe’s fictions take a more psychological turn, brooding on issues of the mind, murderous urges, hallucinations, and the supernatural. Still, in Poe’s proto-modern gothic, we can sense the City of Brotherly Love lurking behind many seemingly European plots. In tales like “The Man of the Crowd” (1840), we might also hear the buzz of Philadelphia’s busy downtown streets, while pieces like “The Masque of the Red Death” (1842) seem to echo Philadelphia’s past—in this case, the yellow fever epidemic of 1793 that also inspired Brown’s Arthur Mervyn (1799).

While the era of the American gothic appeared to come to a slow close with the deaths of Poe (1849) and Lippard (1854) and the rise of literary realism, some of its central themes had a remarkably resilient afterlife. Besides the continuing presence of Poe, the criminal underbelly of Lippard’s Philadelphia reappears in 1950s noir fiction. And while the Old Philadelphia Mystery Series (1998-2000), by Mark Graham (b. 1950), revisits a gritty, murderous Philadelphia of the past, one can also hear faint echoes of the violent rioters of The Bank Director’s Son or the drug-fueled robbers of Mysteries and Miseries of Philadelphia in works set in modern-day Philadelphia such as Steve Lopez ’s (b. 1953) Third and Indiana (1994) or Solomon Jones’s (b. 1967) Pipe Dream (2001). As deep as the mysterious caverns below the City of Brotherly Love may be, it appears that its lurid secrets never quite seem to stay down.

Stefan Schöberlein is a doctoral candidate at the English Department of the University of Iowa and the managing editor of the Walt Whitman Quarterly Review .  (Author information current at time of publication.)

Copyright 2015, Rutgers University

essay about gothic novel

Charles Brockden Brown, by William Dunlap

Library Company of Philadelphia Philadelphian Charles Brockden Brown proclaimed his novel Wieland (1798) to be an “American tale” and rooted the gothic genre firmly in the United States. Wieland set the stage for what the gothic in the New World would be about: the perils of wilderness, the problematic indebtedness of the young democracy to old Europe, and the repressed legacies of war, colonization, and slavery

This painting of Brown, an oil on canvas from 1803-04, is by William Dunlap, one of Brown’s closest friends and a playwright, a theater manager, and the first American art historian.

(Portrait used with the permission of its owner, Dr. Neil K. Fitzgerald. This image is not to be reproduced without explicit permission from its owner.)

essay about gothic novel

Edgar Allan Poe House

Library of Congress This image shows the rear view of the Edgar Allan Poe House at 530 North Seventh Street in Philadelphia. The photograph is described by the Library of Congress as having been taken after 1933. The house today is part of the Edgar Allan Poe National Historic Site, administered by the National Park Service. In 2014, 13,701 people came to see the Poe House, acccording to the park service.

essay about gothic novel

Edgar Allan Poe, 1904

Edgar Allan Poe lived six years on North Seventh Street, where his former home now serves as the Edgar Allan Poe National Historic Site.

Poe’s gothic differs markedly from his contemporaries. Modeling his writing on English and German high culture and reshaping it for a popular American taste, many of Poe’s tales take place either in undisclosed locations or shadowy European mansions. Despite his time in Philadelphia and although certain events in Philadelphia’s history have been traced to Poe’s writings, none of his tales are specified as taking place in the city.

essay about gothic novel

Cover of The Quaker City, or The Monks of Monks Hall

Library Company of Philadelphia

This image shows the cover of The Quaker City, or The Monks of Monks Hall (1845) by George Lippard, a friend of Edgar Allan Poe’s who wrote gothic tales about immorality, horror, and the debauchery of large cities.

The novel depicts Philadelphia as a hotbed of sin ruled by a decadent elite who meet in an underground brothel to orchestrate their exploitation of the city. Reveling in seduction, drinking, gambling, and murder, this elite of Chestnut Street create a new Sodom behind a façade of republican morality. Lippard’s subterranean rulers of Philadelphia turn republican values on their head: Accompanied by the ringing of the bell of Independence Hall, journalism becomes blackmail, justice can be bought, and priests try to defile their own offspring.

essay about gothic novel

George Lippard, c. 1850

Library of Congress This daguerreotype portrait shows George Lippard, author of The Quaker City, or The Monks of Monks Hall (1845).

The Quaker City —dedicated to his friend Charles Brockden Brown—depicts Philadelphia of the era as ruled by a decadent elite who exploit the city. The Quaker City was among the best-selling American novels before Harriet Beecher Stowe’s Uncle Tom’s Cabin.

essay about gothic novel

Related Topics

  • City of Brotherly Love
  • City of Firsts
  • Philadelphia and the World
  • Corrupt and Contented
  • Athens of America

Time Periods

  • Nineteenth Century to 1854
  • North Philadelphia
  • Arthur Mervyn; or, Memoirs of the Year 1793
  • Book Publishing and Publishers
  • Bookselling
  • Killers (The): A Narrative of Real Life in Philadelphia
  • Literary Societies
  • Poetry and Poets
  • Quaker City (The); Or, the Monks of Monk Hall
  • Sheppard Lee
  • Wieland; or, the Transformation: An American Tale

Related Reading

Cohen, Matt, and Edlie L. Wong. “Introduction.” In The Killers: a Narrative of Real Life in Philadelphia , 1-42. Philadelphia: University of Pennsylvania Press, 2014.

Crow, Charles L. (Ed.). A Companion to American Gothic . Hoboken: Wiley-Blackwell, 2013.

Goddu, Teresa A. Gothic America: Narrative, History, and Nation . New York City: Columbia University Press, 1997.

Kafer, Peter. Charles Brockden Brown’s Revolution and the Birth of American Gothic . Philadelphia: University of Pennsylvania Press, 2004.

Looby, Christopher. “Introduction.” In Sheppard Lee, Written by Himself . New York: The New York Review of Books, 2008.

Ocker, J. W. “Pennsylvania: We Paused before the Heritage of Men, and Thy Star Trembled.” In Poe-Land: The Hallowed Haunts of Edgar Allan Poe , 145-17. Woodstock, Vt.: Countryman Press. 2014

Otter, Samuel. Philadelphia Stories. America’s Literature of Race and Freedom . New York: Oxford University Press, 2010.

Reynolds, David S. Beneath the American Renaissance: The Subversive Imagination in the Age of Emerson and Melville . New York: Knopf, 1988.

Related Collections

  • Charles Brockden Brown Papers George J. Mitchell Department of Special Collections & Archives, Bowdoin College Library 5 College St Brunswick, Maine.
  • Edgar Allan Poe Collection Harry Ransom Center 300 W. Twenty-First Street, Austin, Texas.
  • Robert Montgomery Bird Collection, Accession 7459. Alderman Library University of Virginia Charlottesville, Va.

Related Places

  • Edgar Allan Poe National Historic Site
  • Former House of Robert M. Bird
  • Former House of Charles Brockden Brown
  • Independence Hall
  • Laurel Hill Cemetery (National Historic Landmark), burial site of R.M. Bird
  • Philadelphia History Museum
  • Edgar Allan Poe Digital Collection
  • The Charles Brockden Brown Electronic Archive and Scholarly Edition
  • The Early Writings of George Lippard, 1842-43
  • Philadelphia Gothic (Digital Exhibit, Library Company of Philadelphia)

Connecting the Past with the Present, Building Community, Creating a Legacy

essay about gothic novel

Friday essay: why YA gothic fiction is booming - and girl monsters are on the rise

essay about gothic novel

Senior Lecturer in Literary Studies, Monash University

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An 18-year-old girl prepares to die to enable the birth of her half-vampire baby. Her spine is broken in the process, and the fanged baby begins to gnaw its way through her stomach before the girl’s husband performs a vampiric Cesarean section. This is a crucial moment in Stephenie Meyer’s Twilight novel series, published from 2005 to 2008.

Meyer’s books heralded a new, and continuing, wave of Gothic fiction for Young Adult readers, which revisits familiar literary Gothic conventions: ancient, ruined buildings and monstrous supernatural figures like the vampire, werewolf, ghost and witch.

The Gothic romances of the 18th century, such as the novels of Ann Radcliffe, and the enduringly popular Bram Stoker’s Dracula (1897), sought to recreate feelings of terror and horror for an audience of adult readers. Today, however, most Gothic fiction is being published for, and read by, young people. Surprisingly, it has proved to be the ideal genre for exploring the grotesque and frightening aspects of coming of age, and metaphorically representing pressing social issues such as racism and gender inequality.

Read more: Friday essay: what might heaven be like?

The phenomenally popular YA genre, targeted at readers between 12 and 18 years old, evolved from realist novels of the 1960s. These books were preoccupied with the struggles of adolescence set against a backdrop of social issues. Now, though, the genre often looks to the supernatural. Beyond Twilight, some of the most popular YA Gothic series also focus on the “lives” of vampires who are protagonists rather than foes.

Richelle Mead’s six-book Vampire Academy (2007-2010), now adapted into a TV series, is about a teenage girl who is a Dhampir (half-human, half-vampire). She becomes entangled in a forbidden romance with her instructor as St Vladimir’s Academy, while learning how to defeat evil vampires named Strigoi.

essay about gothic novel

The YA Gothic revival has also embraced a wide range of supernatural entities. Cassandra Clare’s Shadowhunter Chronicles , a cross-media franchise that includes the Infernal Devices and Mortal Instruments novel series, charges angel-blooded humans with the task of protecting regular humans from a range of supernatural beings.

The Nephilim, or Shadowhunters, are busy controlling demons, warlocks, werewolves, faeries and vampires, but critically, it is their part-supernatural status that enables them to serve as protectors.

essay about gothic novel

Clare has said that she did not write her series for young adults (and indeed almost half of the readership of YA fiction might be adults). Nevertheless, her teenage protagonists have resonated with readers of the same age.

The Gothic, and its newer sub-genres like paranormal romance , have a unique resonance with teenagers. They are poised in a transitional space between childhood and adulthood, neither quite embodying the stage they are leaving behind nor fully the thing that they are in the process of becoming. It is unsurprising, then, that they have eagerly embraced the Gothic’s themes of the liminal and the monstrous, as well as its fixation on romance and sex.

Another significant element of the current YA Gothic revival is the emergence of the girl monster. In earlier manifestions of the “female Gothic” , first published in the 18th century by women writers, female protagonists were often courageous, but simultaneously passive and victimised. The plots of the female Gothic reflected the comparative powerlessness of women at the time and their fears about their vulnerability and entrapment within domestic roles and patriarchal society.

In contemporary YA Gothic, girl monsters, who can constitute a threat to others and themselves, disrupt the plotline of male monster and female victim.

The most obvious catalyst for the embrace of Gothic conventions in literature for young people is J.K. Rowling’s Harry Potter series. Its popularity signalled a warm embrace of fantasy fiction that confronted the eternal dilemma of the battle between good and evil, charging a child - and later teenage protagonist - with the ability to save the world. While Hogwarts School of Witchcraft and Wizardry was not necessarily Gothic, the Potter phenomenon opened the way for the publication of numerous titles that embraced the possibilities of young protagonists with supernatural abilities.

Read more: Rethinking Harry Potter twenty years on

Most significantly, Meyer’s Twilight series about human Bella Swan and “sparkling” vampire Edward Cullen, combined this staple figure of Gothic fiction with the teen romance novel. The Twilight novels were bestsellers internationally and the saga was voted into the number one position in Australian book chain Angus & Robertson’s Top 100 Books poll of 2010 . The Twilight universe expanded from books into a highly successful film series.

essay about gothic novel

The Gothic has had several major periods of popularity since its first appearance in 18th-century England, with Horace Walpole’s novel The Castle of Otranto (1764). In each subsequent revival of Gothic fiction, the genre has been reworked and reinvented to address current cultural concerns.

In particular, the monsters that haunt the pages of Gothic novels are transformed with shifting fears and anxieties. In her influential book Our Vampires, Ourselves Nina Auerbach explains that “every age embraces the vampire it needs”, and this comment can be extend to Gothic monsters more generally.

Contemporary YA fiction blurs the line between good and evil. In Gothic novels of the 19th century, monsters were usually wholly “Othered”. A Victorian-era vampire such as Stoker’s Dracula, for instance was depicted as evil, foreign, and frighteningly different to the British human.

essay about gothic novel

But contemporary monsters are no longer necessarily imagined as racially different or set in opposition to the human. Moreover, they are often represented sympathetically, especially in stories told from their perspective.

These include the iZombie comic series, in which the protagonist must eat brains on a monthly basis to survive, and Claudia Gray’s Evernight series, in which the reader is not even aware that the girl protagonist is a vampire for half of the first book. Indeed, as Anna Jackson explains in New Directions in Children’s Gothic , “the monsters have become the heroes” in contemporary children’s Gothic.

The passive heroine

Most Gothic novels for young people contain a romance plot. This is often because the protagonists’ age places them in the transitional zone for entering adulthood, which is demarcated by sexual experience.

Read more: How long have we believed in vampires?

In a typical YA Gothic novel, such as Twilight, a plot in which a human or monstrous girl protagonist falls for a boy who is not her “type” can dissolve the boundaries between monster and human. These monstrous love interests range from traditional Gothic ones - vampires, werewolves, zombies, ghosts and witches - to newer figures such as fallen angels and faeries. The key challenge to be overcome in these novels is the barriers posed to love by supernatural monstrosity, including the physical dangers to humans, as well as social discrimination about “cross-species” love.

In one of few major studies of teen romance fiction, published almost 30 years ago, Linda Christian-Smith described these novels as a “site of ideological struggles for young women’s hearts and minds”. In particular, she refers to teen romance fiction’s emphasis on heteronormative coupling and motherhood. Little has changed with respect to depictions of sexuality since, despite the YA Gothic’s embrace of diverse human-monster relationships.

Most romances in the genre are heterosexual. They do often emphasise the heroine’s agency through her supernatural abilities and ability to choose between men or move between relationships. However, the human heroines of the Twilight series and Lauren Kate’s Fallen series, in which the heroine becomes drawn to a boy who is a fallen angel, are comparatively indecisive and continue to need rescuing.

Tellingly, Joss Whedon, the creator of the TV series Buffy, The Vampire Slayer (1997-2003), has described Twilight’s Bella as lacking empowerment, overly fixated on her romantic options, and “completely passive”.

essay about gothic novel

Novels with passive human heroines allow the reader to use the fantasy of romance as a temporary escape from real-world gender inequality. Yet they also reinforce its reality for female readers.

The girl monster

Supernatural heroines, however, are often able to breach the confines of traditional femininity and become extraordinary in ways that Twilight’s Bella and other human characters cannot. In a number of YA Gothic novels, such as Mead’s Vampire Academy, the protagonists disrupt expectations of feminine behaviour because of their unique, and often poorly understood, supernatural abilities. These special powers become the focus of anxieties about the girls’ coming of age, as they pursue romances that place their broader communities under threat.

The Vampire Academy series was sufficiently popular in 2010 for three of its six titles to sell between 300,000 and half a million copies in hardcover in the US alone, according to Publishers Weekly . However, unlike the Twilight series, on which it likely attempted to capitalise, its protagonist, Rose, is half-vampire, half-human and a monster in her own right. Rose shares a close bond with vampire Lissa, and is driven to break the Academy’s rules in order to save her friend when she is kidnapped, highlighting that girls are also capable of protecting and rescuing people they love.

essay about gothic novel

Vampire Academy positions Rose as a sexual object, particularly in the eyes of a privileged type of vampire (Moroi), who find Dhampir women especially attractive because of racial differences. Rose enjoys her sexuality and dresses to take advantage of it, but this sexuality operates within her definition as a strong young woman:

First they saw my body and the dress. Testosterone took over as pure male lust shone out of their faces. Then they seemed to realize it was me and promptly turned terrified. Cool.

Rose is able to reject unwelcome advances and possesses the physical strength and skills to stand up for herself, suggesting a fantasy of empowerment and equality.

Lissa, meanwhile, thwarts what amounts to an attempted gang rape of a drugged girl. A group of male Moroi students attempt to take advantage of a female feeder (person who permits their blood to be sucked) at a party, “doing a sort of group feeding, taking turns biting her and making gross suggestions. High and oblivious, she let them”.

The supernatural female protagonists in YA gothic novels are responsible for their own safety and protection, yet they also have a responsibility to keep others safe. These heroines have some romantic and sexual agency in a way that can be considered progressive. However, their desire is also framed as disruptive and dangerous and there is an obsessive fixation on the pursuit of romance above the girl’s own development, education and safety.

In other words, the superficially radical potential of girl heroines with superhuman physical strength, mind-reading abilities, and the potential to kill can merely be a decorative smokescreen for the reinforcement of traditional feminine values.

The good and monstrous within

The recent proliferation of Gothic YA novels is skewed toward a female readership with a focus on girl protagonists, and significant emphasis on their quest for romance. Nevertheless, there are a number of series with boy heroes. For example, Ransom Riggs’ Miss Peregrine’s Home for Peculiar Children (the first book of which was recently filmed by director Tim Burton), focuses on a 16-year-old human boy, Jacob.

essay about gothic novel

Jacob has inherited an ability that makes him uniquely able to help the supernatural peculiar children of the title, who are threatened by creatures named hollowgasts who are driven to murder peculiar children in order to feed upon their souls. For Jacob, his transition to adulthood is less about romance and more about self-discovery, connections with his ancestors, and finding a way to negotiate his new-found abilities and responsibilities.

In The Gothic Child , Maria Georgieva suggests that the traditional Gothic novel is preoccupied with “the growth and transformation of the child, the crisis of adolescence and the sometimes painful transition into adulthood”. She is referring to the child’s potential to grow into the hero, heroine or villain.

However, the recent surge in YA Gothic fiction takes this fascination with the darker aspects of childhood in a different direction. The girl heroine, in learning to manage the physical and emotional shifts of her development and more complex relationships in romance, can both be a threat and a saviour to others.

The fuzziness of her nature reflects both the liminal status of the teenager and new cultural understandings of the monster, who now more often resembles the typical American teen than an undead Romanian count.

Instead of contemplating a child’s potential to head towards either good or evil, recent Gothic YA acknowledges the possibility of both the good and the monstrous residing in one person.

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